0000898822-12-000658.txt : 20121205 0000898822-12-000658.hdr.sgml : 20121205 20121204174558 ACCESSION NUMBER: 0000898822-12-000658 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20121205 DATE AS OF CHANGE: 20121204 GROUP MEMBERS: 2009 TCRTFORD FINANCIAL FUND, L.P.FORD MANAGEMENT, L.P.FORD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC CAPITAL BANCORP /CA/ CENTRAL INDEX KEY: 0000357264 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 953673456 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-34555 FILM NUMBER: 121241711 BUSINESS ADDRESS: STREET 1: 1021 ANACAPA STREET STREET 2: PO BOX 60839 CITY: SANTA BARBARA STATE: CA ZIP: 931600839 BUSINESS PHONE: 8055646312 MAIL ADDRESS: STREET 1: 1021 ANACAPA STREET STREET 2: PO BOX 60839 CITY: SANTA BARBARA STATE: CA ZIP: 93160-0839 FORMER COMPANY: FORMER CONFORMED NAME: SANTA BARBARA BANCORP DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SB Acqusition Co LLC CENTRAL INDEX KEY: 0001499964 IRS NUMBER: 262377500 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1350 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-871-5131 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1350 CITY: DALLAS STATE: TX ZIP: 75201 SC 13D/A 1 schedule13d_a-pcbc.htm schedule13d_a-pcbc.htm - Generated by SEC Publisher for SEC Filing
 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 2)*

 

PACIFIC CAPITAL BANCORP

 

(Name of Issuer)

 

 

 

Common Stock, par value $0.001 per share

 

(Title of Class of Securities)

 

 

 

69404P20

 

(CUSIP Number)

 

 

 

SB Acquisition Company LLC

200 Crescent Court, Suite 1350

Dallas, Texas 75201

Attn: Member

(214) 871-5131

 

(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

 

 

 

December 1, 2012

 

(Date of Event which Requires Filing of this Statement)

 

 

     

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box  ¨

 

Note  Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits.  See § 240.13d-7 for other parties to whom copies are to be sent.

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

(Continued on the following pages)

Page 1 of 11

 


 

 

CUSIP No. 69404P20

13D

Page 2 of 11 Pages 

1  

NameS of Reporting PersonS.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

SB Acquisition Company LLC

2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)

x

 

(b)

3  

SEC USE ONLY

 

4  

SOURCE OF FUNDS* (See Instructions)

 

5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e

 

 

 

 

6  

citizenship or place of organization

Delaware

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

7  

sole voting power

0

8  

shared voting power

0

9  

sole dispositive power

0

10  

shared dispositive power

0

11  

aggregate amount beneficially owned by each reporting person

0

12  

check if the aggregate amount in row (11) excludes certain shares (See INstructions)*

 

 

 

 

13  

percent of class represented by amount in row (11)

0%

14  

type of reporting person*

OO

                     

 

 


 

 

CUSIP No. 69404P20

13D

Page 3 of 11 Pages 

1  

NameS of Reporting PersonS.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

Ford Financial Fund, L.P.

2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)

x

 

(b)

3  

SEC USE ONLY

 

4  

SOURCE OF FUNDS* (See Instructions)

 

5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e

 

 

 

 

6  

citizenship or place of organization

Delaware

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

7  

sole voting power

0

8  

shared voting power

0

9  

sole dispositive power

0

10  

shared dispositive power

0

11  

aggregate amount beneficially owned by each reporting person

0

12  

check if the aggregate amount in row (11) excludes certain shares (See INstructions)*

 

 

 

 

13  

percent of class represented by amount in row (11)

0%

14  

type of reporting person*

PN

                     

 

 


 

 

CUSIP No. 69404P20

13D

Page 4 of 11 Pages 

1  

NameS of Reporting PersonS.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

Ford Management, L.P.

2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)

x

 

(b)

3  

SEC USE ONLY

 

4  

SOURCE OF FUNDS* (See Instructions)

 

5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e

 

 

 

 

6  

citizenship or place of organization

Delaware

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

7  

sole voting power

0

8  

shared voting power

0

9  

sole dispositive power

0

10  

shared dispositive power

0

11  

aggregate amount beneficially owned by each reporting person

0

12  

check if the aggregate amount in row (11) excludes certain shares (See INstructions)*

 

 

 

 

13  

percent of class represented by amount in row (11)

0%

14  

type of reporting person*

PN

                     

 

 


 

 

CUSIP No. 69404P20

13D

Page 5 of 11 Pages 

1  

NameS of Reporting PersonS.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

Ford Ultimate Management, LLC

2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)

x

 

(b)

3  

SEC USE ONLY

 

4  

SOURCE OF FUNDS* (See Instructions)

 

5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e

 

 

 

 

6  

citizenship or place of organization

Delaware

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

7  

sole voting power

0

8  

shared voting power

0

9  

sole dispositive power

0

10  

shared dispositive power

0

11  

aggregate amount beneficially owned by each reporting person

0

12  

check if the aggregate amount in row (11) excludes certain shares (See INstructions)*

 

 

 

 

13  

percent of class represented by amount in row (11)

0%

14  

type of reporting person*

OO

                     

 

 


 

 

CUSIP No. 69404P20

13D

Page 6 of 11 Pages 

1  

NameS of Reporting PersonS.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

2009 TCRT

2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)

x

 

(b)

3  

SEC USE ONLY

 

4  

SOURCE OF FUNDS* (See Instructions)

 

5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e

 

 

 

 

6  

citizenship or place of organization

Texas

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

7  

sole voting power

0

8  

shared voting power

0

9  

sole dispositive power

0

10  

shared dispositive power

0

11  

aggregate amount beneficially owned by each reporting person

0

12  

check if the aggregate amount in row (11) excludes certain shares (See INstructions)*

 

 

 

 

13  

percent of class represented by amount in row (11)

0%

14  

type of reporting person*

OO

                     

 

 


 

 

CUSIP No. 69404P20

13D

Page 7 of 11 Pages 

1  

NameS of Reporting PersonS.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

Gerald J. Ford

2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)

x

 

(b)

3  

SEC USE ONLY

 

4  

SOURCE OF FUNDS* (See Instructions)

 

5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e

 

 

 

 

6  

citizenship or place of organization

United States of America

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

7  

sole voting power

0

8  

shared voting power

0

9  

sole dispositive power

0

10  

shared dispositive power

0

11  

aggregate amount beneficially owned by each reporting person

0

12  

check if the aggregate amount in row (11) excludes certain shares (See INstructions)*

 

 

 

 

13  

percent of class represented by amount in row (11)

0%

14  

type of reporting person*

IN

                     

 


 

 

            This Amendment No. 2 (this “Amendment No. 2”) to Schedule 13D amends and supplements the Schedule 13D jointly filed by SB Acquisition Company LLC, Ford Financial Fund, L.P., Ford Management, L.P., Ford Ultimate Management, LLC, 2009 TCRT and Gerald J. Ford (collectively, the “Group”) with the Securities and Exchange Commission (the “Commission”) on September 9, 2010 (the “Initial Schedule 13D”, as amended by Amendment No. 1 to the Schedule 13D jointly filed by the Group with the Commission on March 14, 2012 and as the same may be further amended and supplemented, the “Statement” or the “Schedule 13D”), relating to the common stock, $0.001 par value per share, of Pacific Capital Bancorp (“Common Stock”), a Delaware corporation (the “Company”).  Initially capitalized terms used in this Amendment No. 2 that are not otherwise defined herein shall have the same meanings attributed to them elsewhere in the Schedule 13D.  Except as expressly provided for herein, all Items of the Schedule 13D remain unchanged.

 

Item 4.              Purpose of Transaction

Item 4 of the Schedule 13D is hereby supplemented by the addition of the following:

Effective December 1, 2012, pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Company, with the Company surviving as a wholly owned subsidiary of UNBC.  Under the terms of the Merger Agreement, subject to certain exceptions as set forth in the Merger Agreement, each outstanding share of Common Stock was converted into the right to receive $46.00 in cash."

 

Item 5.            Interest in Securities of the Issuer

Item 5 is hereby amended and restated in its entirety to read as follows:

            “(a)      As of December 1, 2012, the Reporting Persons were the beneficial owners of no shares of Common Stock.

 

            (b)       

Reporting Person

 

Sole Voting
Power

 

Shared Voting
Power

 

Sole Dispositive
Power

 

Shared Dispositive
Power

 
                   

SB Acquisition Company LLC

 

 

0

 

 

0

 

Ford Financial Fund, L.P.

 

 

0

 

 

0

 

Ford Management, L.P.

 

 

0

 

 

0

 

Ford Ultimate Management, LLC

 

 

0

 

 

0

 

2009 TCRT

 

 

0

 

 

0

 

Gerald J. Ford

 

 

0

 

 

0

 

 

            (c)        Item 5(c) is hereby supplemented with the information set forth in Item 4 hereof, which is incorporated herein by reference.

            (d)       Not applicable.

 

 


 

 

            (e)        Effective on December 1, 2012, the Reporting Persons ceased to be the beneficial owner of more than five percent of the Common Stock."

 

 

Item 6.            Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer

            Item 6 is hereby supplemented with the information set forth in Item 4 hereof, which is incorporated herein by reference.

 


 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date:

December 4, 2012

SB ACQUISITION COMPANY LLC

 

 

 

 

By:

Ford Financial Fund, L.P.,

 

 

its sole member

 

 

 

 

By:

Ford Management, L.P.,

 

 

its general partner

 

 

 

 

By:

Ford Ultimate Management, LLC

 

 

its general partner

 

 

 

 

By:

2009 TCRT,

 

 

its sole member

 

 

 

 

By:

/s/ Gerald J. Ford

 

 

Trustee

 

 

 

Date:

December 4, 2012

FORD FINANCIAL FUND, L.P.

 

 

 

 

By:

Ford Management, L.P.,

 

 

its general partner

 

 

 

 

By:

Ford Ultimate Management, LLC

 

 

its general partner

 

 

 

 

By:

2009 TCRT,

 

 

its sole member

 

 

 

 

By:

/s/ Gerald J. Ford

 

 

Trustee

 

 

 

Date:

December 4, 2012

FORD MANAGEMENT, L.P.

 

 

 

 

By:

Ford Ultimate Management, LLC

 

 

its general partner

 

 

 

 

By:

2009 TCRT,

 

 

its sole member

 

 

 

 

By:

/s/ Gerald J. Ford

 

 

Trustee

 


 

 

                                                                         

Date:

December 4, 2012

FORD ULTIMATE MANAGEMENT, LLC

 

 

 

 

By:

2009 TCRT,

 

 

its sole member

 

 

 

 

By:

/s/ Gerald J. Ford

 

 

Trustee

 

 

 

Date:

December 4, 2012

2009 TCRT

 

 

 

 

By:

/s/ Gerald J. Ford

 

 

Trustee

 

 

 

 

Date:

December 4, 2012

/s/ Gerald J. Ford

 

Gerald J. Ford